United States

Even though large language models (LLMs) have demonstrated remarkable capability in solving various natural language tasks, the capability of an LLM to follow human instructions is still an area of active development. Recent works (Ouyang et al., 2022; Rafailov et al., 2023; Zhang et al., 2023) have shown great improvements in instruction-following capability through additional training for instruction-following tasks. However, the mechanisms responsible for effective instruction-following capabilities remain inadequately understood. Here, we introduce a simplified instruction-following task and use synthetic datasets to analyze a Transformer-based causal language model. Our findings suggest that the model learns task-specific information by clustering data within its hidden space, with this clustering process evolving dynamically during learning. We also demonstrate how this phenomenon assists the model in handling unseen instances, and validate our results in a more realistic setting. We further present applications in pre-training and alignment, inspired by clustering.

NAACL 2025

Transformer-based Causal Language Models Perform Clustering

instruction-following

instruction-tuning

interpretability

clustering

pre-training

language models

transformer

## Welcome to 2024 Annual Conference of the North American Chapter of the Association for Computational Linguistics!
This year, the conference is in Mexico City. NAACL was actually already planned for Mexico City in 2021, but due to the pandemic the entire conference was moved online. This year, finally, we get to go! So it is my sincere pleasure to welcome you to Mexico City, whether in person or virtually. Having the conference in Mexico City is a good opportunity to emphasize that NAACL is our flagship conference for ACL members not only in North America but also in Central and South America, even though NAACL has been bearing “North” in its name. At this year’s conference, we have a theme to match, with a theme track on the Languages of Latin America to showcase the linguistic diversity of the region.
 
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Welcome and hope you all enjoy the conference! 
Katrin Erk 
The University of Texas at Austin 
NAACL-2024 General Chair 
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NAACL 2024

2024 Annual Conference of the North American Chapter of the Association for Computational Linguistics

poster

### Welcome to 2025 Annual Conference of the Nations of the Americas Chapter of the Association for Computational Linguistics

Welcome to the 2025 meeting of the Nations of the Americas Chapter of the Association for Computational Linguistics! I am proud to help organize the first NAACL conference to carry the new name of our organization, one that emphasizes inclusion for all of the Americas. I am also pleased to welcome you to Albuquerque, New Mexico, a state whose unique blend of cultural influences will make for an excellent backdrop for NAACL 2025, especially with this year’s special theme on NLP in a Multicultural World. 
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Welcome to 2025 Annual Conference of the Nations of the Americas Chapter of the Association for Computational Linguistics

According to the stages-of-inference hypothesis, early layers of language models map their subword-tokenized input, which does not necessarily correspond to a linguistically meaningful segmentation, to more meaningful representations that form the model's ''inner vocabulary''. Prior analysis of this *detokenization* stage has predominantly relied on probing and interventions such as path patching, which involve selecting particular inputs, choosing a subset of components that will be patched, and then observing changes in model behavior. Here, we show that several important aspects of the detokenization stage can be understood purely by analyzing model weights, without performing any model inference steps. Specifically, we introduce an analytical decomposition of first-layer attention in GPT-2. Our decomposition yields interpretable terms that quantify the relative contributions of position-related, token-related, and mixed effects. By focusing on terms in this decomposition, we discover weight-based explanations of attention bias toward close tokens and attention for detokenization.

Weight-based Analysis of Detokenization in Language Models: Understanding the First Stage of Inference Without Inference

Large Language Model (LLM) agents exhibit remarkable performance across diverse applications by using external tools to interact with environments. However, integrating external tools introduces security risks, such as indirect prompt injection (IPI) attacks. Despite defenses designed for IPI attacks, their robustness remains questionable due to insufficient testing against adaptive attacks. In this paper, we evaluate eight different defenses and bypass all of them using adaptive attacks, consistently achieving an attack success rate of over 50%. This reveals critical vulnerabilities in current defenses. Our research underscores the need for adaptive attack evaluation when designing defenses to ensure robustness and reliability. The code is available at https://github.com/uiuc-kang-lab/AdaptiveAttackAgent.

Adaptive Attacks Break Defenses Against Indirect Prompt Injection Attacks on LLM Agents

Large language models (LLMs) have achieved remarkable success in various natural language generation (NLG) tasks, but their performance in automatic text evaluation is not yet ready as human replacements. In this paper, we propose SEEval (Self-Explanation in Evaluation), a novel prompt-based text evaluator. Inspired by educational psychology, SEEval incorporates self-explanation, a metacognitive strategy, to enhance automatic text evaluation. Our experimental results show that SEEval, without probability normalization, is able to achieve competitive and often superior performance compared to the two state-of-the-art baselines -- G-Eval and Analyze-Rate -- across all evaluation dimensions and is 20 times more efficient in terms of run-time. The SEEval method is also generalizable as its results are consistent across three other selected LLMs -- Claude 3.5 Sonnet, Command R+, and Mistral-Large 2.

SEEval: Advancing LLM Text Evaluation Efficiency and Accuracy through Self-Explanation Prompting

Hallucination has been a popular topic in natural language generation (NLG). In real-world applications, unfaithful content can result in poor data quality or loss of trust from end users. Thus, it is crucial to fact-check before adopting NLG for production usage, which can be expensive if done manually. In this paper, we investigate automated faithfulness evaluation in guided NLG. We developed a rubric template and used large language models (LLMs) to score the generation on quantifiable scales. We compared popular LLMs as well as widely adopted natural language inference (NLI) models in scoring quality and sensitivity. In addition, we developed methods for the generation of synthetic unfaithful data, as well as heuristics to quantify the percentage of hallucination. Our results on 4 travel-domain industry dataset show that GPT-4 can provide accurate judgement and explanation of whether a source and a generation are factually consistent. Furthermore, we found that tuning NLI models on synthetic data can improve performance. Lastly, we present insights on the latency and cost of deploying such a system.

On A Scale From 1 to 5: Quantifying Hallucination in Faithfulness Evaluation

Many adversarial attack approaches are proposed to verify the vulnerability of language models. However, they require numerous queries and the information on the target model. Even black-box attack methods also require the target model's output information. They are not applicable in real-world scenarios, as in hard black-box settings where the target model is closed and inaccessible. Even the recently proposed hard black-box attacks still require many queries and demand extremely high costs for training adversarial generators. To address these challenges, we propose Q-faker (Query-free Hard Black-box Attacker), a novel and efficient method that generates adversarial examples without accessing the target model. To avoid accessing the target model, we use a surrogate model instead. The surrogate model generates adversarial sentences for a target-agnostic attack. During this process, we leverage controlled generation techniques. We evaluate our proposed method on eight datasets. Experimental results demonstrate our method's effectiveness including high transferability and the high quality of the generated adversarial examples, and prove its practical in hard black-box settings.

Q-FAKER: Query-free Hard Black-box Attack via Controlled Generation

Teaching large language models (LLMs) to use tools for solving complex problems can grant them human-like reasoning abilities. ReAct and its variants are popular frameworks for tool use in both single-agent and multi-agent systems. To address issues like error propagation and limited exploration in ReAct, the Deep First Search Decision Tree (DFSDT) was proposed, but it faces challenges such as rollback instability, redundant context, and premature termination in single-agent settings. We introduce ''Smurfs,'' a novel multi-agent system (MAS) that enhances DFSDT with a modular, context-efficient, and training-free design. Smurfs surpasses baseline methods in both the open-ended StableToolBench and the closed-ended HotpotQA tasks, reducing token usage by 60.9% compared to DFSDT and enabling Mistral-7b to perform on par with GPT-4-DFSDT. Extensive ablation studies confirm the effectiveness of Smurfs' core components, offering valuable insights for the construction and interpretation of MAS, and paving the way for future exploration. We release the code at [https://github.com/FreedomIntelligence/Smurfs](https://github.com/FreedomIntelligence/Smurfs).

Smurfs: Multi-Agent System using Context-Efficient DFSDT for Tool Planning

Although Large Language Models (LLMs) succeed in human-guided conversations such as instruction following and question answering, the potential of LLM-guided conversations—where LLMs direct the discourse and steer the conversation's objectives—remains under-explored. In this study, we first characterize LLM-guided conversation into three fundamental components: (i) Goal Navigation; (ii) Context Management; (iii) Empathetic Engagement, and propose GuideLLM as an installation. We then implement an interviewing environment for the evaluation of LLM-guided conversation. Specifically, various topics are involved in this environment for comprehensive interviewing evaluation, resulting in around 1.4k turns of utterances, 184k tokens, and over 200 events mentioned during the interviewing for each chatbot evaluation. We compare GuideLLM with 6 state-of-the-art LLMs such as GPT-4o and Llama-3-70b-Instruct, from the perspective of interviewing quality, and autobiography generation quality. For automatic evaluation, we derive user proxies from multiple autobiographies and employ LLM-as-a-judge to score LLM behaviors. We further conduct a human-involved experiment by employing 45 human participants to chat with GuideLLM and baselines. We then collect human feedback, preferences, and ratings regarding the qualities of conversation and autobiography. Experimental results indicate that GuideLLM significantly outperforms baseline LLMs in automatic evaluation and achieves consistent leading performances in human ratings.

GuideLLM: Exploring LLM-Guided Conversation with Applications in Autobiography Interviewing

In human conversations, short backchannel utterances such as ''yeah'' and ''oh'' play a crucial role in facilitating smooth and engaging dialogue. These backchannels signal attentiveness and understanding without interrupting the speaker, making their accurate prediction essential for creating more natural conversational agents. This paper proposes a novel method for real-time, continuous backchannel prediction using a fine-tuned Voice Activity Projection (VAP) model. While existing approaches have relied on turn-based or artificially balanced datasets, our approach predicts both the timing and type of backchannels in a continuous and frame-wise manner on unbalanced, real-world datasets. We first pre-train the VAP model on a general dialogue corpus to capture conversational dynamics and then fine-tune it on a specialized dataset focused on backchannel behavior. Experimental results demonstrate that our model outperforms baseline methods in both timing and type prediction tasks, achieving robust performance in real-time environments. This research offers a promising step toward more responsive and human-like dialogue systems, with implications for interactive spoken dialogue applications such as virtual assistants and robots.

Yeah, Un, Oh: Continuous and Real-time Backchannel Prediction with Fine-tuning of Voice Activity Projection

Dialogue State Tracking (DST) is crucial for understanding user needs and executing appropriate system actions in task-oriented dialogues. Majority of existing DST methods are designed to work within predefined ontologies and assume the availability of gold domain labels, struggling with adapting to new slots values. While Large Language Models (LLMs)-based systems show promising zero-shot DST performance, they either require extensive computational resources or they underperform existing fully-trained systems, limiting their practicality. To address these limitations, we propose a zero-shot, open-vocabulary system that integrates domain classification and DST in a single pipeline. Our approach includes reformulating DST as a question-answering task for less capable models and employing self-refining prompts for more adaptable ones. Our system does not rely on fixed slot values defined in the ontology allowing the system to adapt dynamically. We compare our approach with existing SOTA, and show that it provides up to 20% better Joint Goal Accuracy (JGA) over previous methods on datasets like MultiWOZ 2.1, with up to 90% fewer requests to the LLM API.

A Zero-Shot Open-Vocabulary Pipeline for Dialogue Understanding

Task-Oriented Dialogue (TOD) systems are designed to fulfill user requests through natural language interactions, yet existing systems often produce generic, monotonic responses that lack individuality and fail to adapt to users' personal attributes. To address this, we introduce PicPersona-TOD, a novel dataset that incorporates user images as part of the persona, enabling personalized responses tailored to user-specific factors such as age or emotional context. This is facilitated by first impressions, dialogue policy-guided prompting, and the use of external knowledge to reduce hallucinations. Human evaluations confirm that our dataset enhances user experience, with personalized responses contributing to a more engaging interaction. Additionally, we introduce a new NLG model, Pictor, which not only personalizes responses, but also demonstrates robust performance across unseen domains.

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Weight-based Analysis of Detokenization in Language Models: Understanding the First Stage of Inference Without Inference

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