Dominican Republic

A key part of the NLP ethics movement is responsible use of data, but exactly what that means or how it can be best achieved remain unclear. This position paper discusses the core legal and ethical principles for collection and sharing of textual data, and the tensions between them. We propose a potential checklist for responsible data (re-)use that could both standardise the peer review of conference submissions, as well as enable a more in-depth view of published research across the community. Our proposal aims to contribute to the development of a consistent standard for data (re-)use, embraced across NLP conferences.

EMNLP 2021

Just What do You Think You&#39;re Doing, Dave?&#39; A Checklist for Responsible Data Use in NLP

EMNLP 2021 is planned to be a hybrid event in Punta Cana, Dominican Republic, with both on-site and fully virtual participation possible. The experience for on-site participants would closely approximate a normal pre-COVID *ACL conference, with 5-6 thematically organized parallel sessions and live Q/A and interactive discussion immediately after the talks. Presentations by virtual participants will be equitably interleaved with those of on-site participants, projected on the auditorium screens as if on-site, and also followed immediately by live Q/A and interactive discussion at a time during reasonable waking hours for the virtual presenter. For all participants, on-site and virtual, who are unable to attend a session due to either time-zone issues or because they are participating in another session live, talk recordings and slides will be available online at a minimum after the live presentation (and in many cases before as well), and questions may be submitted in advance on session-specific discussion boards and answered live in session with the usual visual aids if desired.

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Please Note: The EMNLP registration system is not currently connected to the underline site as we are still in the process of building out EMNLP 2021. You will receive access instructions from underline the week of November 1st. 

Access is given only to EMNLP upon registration, if you have not registered please do so [here](https://2021.emnlp.org/registration).

Registered attendees will receive access the week of November 1st.

EMNLP 2021 is planned to be a hybrid event in Punta Cana, Dominican Republic, with both on-site and fully virtual participation possible.

Just What do You Think You're Doing, Dave?' A Checklist for Responsible Data Use in NLP

workshop paper

Meta-learning has achieved great success in leveraging the historical learned knowledge to facilitate the learning process of the new task. However, merely learning the knowledge from the historical tasks, adopted by current meta-learning algorithms, may not generalize well to testing tasks when they are not well-supported by training tasks. This paper studies a low-resource text classification problem and bridges the gap between meta-training and meta-testing tasks by leveraging the external knowledge bases. Specifically, we propose KGML to introduce additional representation for each sentence learned from the extracted sentence-specific knowledge graph. The extensive experiments on three datasets demonstrate the effectiveness of KGML under both supervised adaptation and unsupervised adaptation settings.

Knowledge-Aware Meta-learning for Low-Resource Text Classification

The capacity of neural networks like the widely adopted transformer is known to be very high. Evidence is emerging that they learn successfully due to inductive bias in the training routine, typically a variant of gradient descent (GD). To better understand this bias, we study the tendency for transformer parameters to grow in magnitude ($\ell_2$ norm) during training, and its implications for the emergent representations within self attention layers. Empirically, we document norm growth in the training of transformer language models, including T5 during its pretraining. As the parameters grow in magnitude, we prove that the network approximates a discretized network with saturated activation functions. Such "saturated" networks are known to have a reduced capacity compared to the full network family that can be described in terms of formal languages and automata. Our results suggest saturation is a new characterization of an inductive bias implicit in GD of particular interest for NLP. We leverage the emergent discrete structure in a saturated transformer to analyze the role of different attention heads, finding that some focus locally on a small number of positions, while other heads compute global averages, allowing counting. We believe understanding the interplay between these two capabilities may shed further light on the structure of computation within large transformers.

Effects of Parameter Norm Growth During Transformer Training: Inductive Bias from Gradient Descent

Real-world applications often require improved models by leveraging a range of cheap incidental supervision signals. These could include partial labels, noisy labels, knowledge-based constraints, and cross-domain or cross-task annotations -- all having statistical associations with gold annotations but not exactly the same. However, we currently lack a principled way to measure the benefits of these signals to a given target task, and the common practice of evaluating these benefits is through exhaustive experiments with various models and hyperparameters. This paper studies whether we can, in a single framework, quantify the benefits of various types of incidental signals for a given target task without going through combinatorial experiments. We propose a unified PAC-Bayesian motivated informativeness measure, PABI, that characterizes the uncertainty reduction provided by incidental supervision signals. We demonstrate PABI's effectiveness by quantifying the value added by various types of incidental signals to sequence tagging tasks. Experiments on named entity recognition (NER) and question answering (QA) show that PABI's predictions correlate well with learning performance, providing a promising way to determine, ahead of learning, which supervision signals would be beneficial.

Foreseeing the Benefits of Incidental Supervision

Commonsense is a quintessential human capacity that has been a core challenge to Artificial Intelligence since its inception. Impressive results in Natural Language Processing tasks, including in commonsense reasoning, have consistently been achieved with Transformer neural language models, even matching or surpassing human performance in some benchmarks. Recently, some of these advances have been called into question: so called data artifacts in the training data have been made evident as spurious correlations and shallow shortcuts that in some cases are leveraging these outstanding results. In this paper we seek to further pursue this analysis into the realm of commonsense related language processing tasks. We undertake a study on different prominent benchmarks that involve commonsense reasoning, along a number of key stress experiments, thus seeking to gain insight on whether the models are learning transferable generalizations intrinsic to the problem at stake or just taking advantage of incidental shortcuts in the data items. The results obtained indicate that most datasets experimented with are problematic, with models resorting to non-robust features and appearing not to be learning and generalizing towards the overall tasks intended to be conveyed or exemplified by the datasets.

Shortcutted Commonsense: Data Spuriousness in Deep Learning of Commonsense Reasoning

Despite their recent successes in tackling many NLP tasks, large-scale pre-trained language models do not perform as well in few-shot settings where only a handful of training examples are available. To address this shortcoming, we propose STraTA, which stands for Self-Training with Task Augmentation, an approach that builds on two key ideas for effective leverage of unlabeled data. First, STraTA uses task augmentation, a novel technique that synthesizes a large amount of data for auxiliary-task fine-tuning from target-task unlabeled texts. Second, STraTA performs self-training by further fine-tuning the strong base model created by task augmentation on a broad distribution of pseudo-labeled data. Our experiments demonstrate that STraTA can substantially improve sample efficiency across 12 few-shot benchmarks. Remarkably, on the SST-2 sentiment dataset, STraTA, with only 8 training examples per class, achieves comparable results to standard fine-tuning with 67K training examples. Our analyses reveal that task augmentation and self-training are both complementary and independently effective.

STraTA: Self-Training with Task Augmentation for Better Few-shot Learning

The paradigm of pre-training followed by finetuning has become a standard procedure for NLP tasks, with a known problem of domain shift between the pre-training and downstream corpus. Previous works have tried to mitigate this problem with additional pre-training, either on the downstream corpus itself when it is large enough, or on a manually curated unlabeled corpus of a similar domain. In this paper, we address the problem for the case when the downstream corpus is too small for additional pre-training. We propose TADPOLE, a task adapted pre-training framework based on data selection techniques adapted from {\em Domain Adaptation}. We formulate the data selection as an anomaly detection problem that unlike existing methods works well when the downstream corpus is limited in size. It results in a scalable and efficient unsupervised technique that eliminates the need for any manual data curation. We evaluate our framework on eight tasks across four different domains: Biomedical, Computer Science, News, and Movie reviews, and compare its performance against competitive baseline techniques from the area of Domain Adaptation. Our framework outperforms all the baseline methods. On small datasets with less than $5$K training examples, we get a gain of $1.82\%$ in performance with additional pre-training for only $5\%$ steps. It also compliments some of the other techniques such as data augmentation known for boosting performance when downstream corpus is small; highest performance is achieved when data augmentation is combined with task adapted pre-training.

TADPOLE: Task ADapted Pre-Training via AnOmaLy DEtection

We propose the first general-purpose gradient-based attack against transformer models. Instead of searching for a single adversarial example, we search for a distribution of adversarial examples parameterized by a continuous-valued matrix, hence enabling gradient-based optimization. We empirically demonstrate that our white-box attack attains state-of-the-art attack performance on a variety of natural language tasks. Furthermore, we show that a powerful black-box transfer attack, enabled by sampling from the adversarial distribution, matches or exceeds existing methods, while only requiring hard-label outputs.

Gradient-based Adversarial Attacks against Text Transformers

Much recent work in NLP has documented dataset artifacts, bias, and spurious correlations between input features and output labels. However, how to tell which features have "spurious" instead of legitimate correlations is typically left unspecified. In this work we argue that for complex language understanding tasks, all simple feature correlations are spurious, and we formalize this notion into a class of problems which we call competency problems. For example, the word "amazing" on its own should not give information about a sentiment label independent of the context in which it appears, which could include negation, metaphor, sarcasm, etc. We theoretically analyze the difficulty of creating data for competency problems when human bias is taken into account, showing that realistic datasets will increasingly deviate from competency problems as dataset size increases. This analysis gives us a simple statistical test for dataset artifacts, which we use to show more subtle biases than were described in prior work, including demonstrating that models are inappropriately affected by these less extreme biases. Our theoretical treatment of this problem also allows us to analyze proposed solutions, such as making local edits to dataset instances, and to give recommendations for future data collection and model design efforts that target competency problems.

Competency Problems: On Finding and Removing Artifacts in Language Data

Pretrained Transformers achieve remarkable performance when training and test data are from the same distribution. However, in real-world scenarios, the model often faces out-of-distribution (OOD) instances that can cause severe semantic shift problems at inference time. Therefore, in practice, a reliable model should identify such instances, and then either reject them during inference or pass them over to models that handle another distribution. In this paper, we develop an unsupervised OOD detection method, in which only the in-distribution (ID) data are used in training. We propose to fine-tune the Transformers with a contrastive loss, which improves the compactness of representations, such that OOD instances can be better differentiated from ID ones. These OOD instances can then be accurately detected using the Mahalanobis distance in the model's penultimate layer. We experiment with comprehensive settings and achieve near-perfect OOD detection performance, outperforming baselines drastically. We further investigate the rationales behind the improvement, finding that more compact representations through margin-based contrastive learning bring the improvement.

Contrastive Out-of-Distribution Detection for Pretrained Transformers

Reviewing contracts is a time-consuming procedure that incurs large expenses to companies and social inequality to those who cannot afford it. In this work, we propose "document-level natural language inference (NLI) for contracts", a novel, real-world application of NLI that addresses such problems. In this task, a system is given a set of hypotheses (such as "Some obligations of Agreement may survive termination.") and a contract, and it is asked to classify whether each hypothesis is "entailed by", "contradicting to" or "not mentioned by" (neutral to) the contract as well as identifying "evidence" for the decision as spans in the contract. We annotated and release the largest corpus to date consisting of 607 annotated contracts. We then show that existing models fail badly on our task and introduce a strong baseline, which (1) models evidence identification as multi-label classification over spans instead of trying to predict start and end tokens, and (2) employs more sophisticated context segmentation for dealing with long documents. We also show that linguistic characteristics of contracts, such as negations by exceptions, are contributing to the difficulty of this task and that there is much room for improvement.

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Knowledge-Aware Meta-learning for Low-Resource Text Classification

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'Just What do You Think You're Doing, Dave?' A Checklist for Responsible Data Use in NLP

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Next from EMNLP 2021

Knowledge-Aware Meta-learning for Low-Resource Text Classification

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'Just What do You Think You're Doing, Dave?' A Checklist for Responsible Data Use in NLP

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